Resources — FINTRAIL

Resources

These practical guides and checklists are designed to help you strengthen the foundation of your anti-financial crime framework and controls.

For further help with a specific topic, please get in touch with our team.

Guides

MLRO REPORT FRAMEWORK

AFC BOARD PACK FRAMEWORK

FinCrime Compliance Hiring GuidE

MANAGING REGULATORY PRESSURE

Capacity Planning Framework

Assurance ProgrammE Guide

Learnings from AML regulatory fines

10 Principles for Sanctions Preparedness

FinCrime Threats in a Recession

2023 Audit regulations guide

Checklists

Audit Checklist

SAR Reporting Checklist

Transaction Monitoring Checklist

Fraud Controls Checklist

EWRA Checklist

PEP Guidance Checklist