As the FCA continues to increase its focus on how firms comply with and prepare for sanctions, we have identified 10 core principles that can help you demonstrate that you’re actively planning for sanctions scenarios
Downloadable resource
Practical advice on how to demonstrate sanctions preparedness
FINTRAIL convened 25 top executives from UK FinTech companies to explore how the sector can align with the FCA's standards regarding sanctions readiness. This document outlines the suggestions arising from our collaborative session.
Drawing from the discourse during the roundtable, our specialists have pinpointed 10 fundamental principles to assist firms in showcasing their readiness for potential sanctions scenarios.